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Wachovia Securities
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#	Item
11	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Securities Exchange Act of 1934 Release No[removed]September 22, 2014 Investment Advisers Act of 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-22 14:08:00 Economics Wells Fargo United States securities law Securities Insider trading Wachovia Investment Advisers Act Investment banking U.S. Securities and Exchange Commission Financial economics Corruption Finance
12	DIRK KEMPTHORNE GAVIN M. GEE DIRECTOR GOVERNOR Add to Reading List Source URL: www.finance.idaho.gov Language: English - Date: 2014-08-21 16:02:10 Wells Fargo Financial adviser Financial planner Finance Wachovia Securities Bank of America Financial economics Financial services Business
13	JUNE[removed]ING FIND THE BEST Add to Reading List Source URL: www.raymondjames.com Language: English - Date: 2009-06-05 14:29:24 Financial economics Securities Brokerage firm Discount brokerage Wachovia Morgan Stanley Smith Barney Wells Fargo Merrill Lynch Citigroup Financial services Primary dealers Investment
14	Duke Energy Corporation Non-GAAP Reconciliations Wachovia Securities 19th Annual Mid-Year Equity Conference June 24, [removed]Employee Earnings per Share (“EPS”) Incentive Target Measure Add to Reading List Source URL: www.duke-energy.com Language: English - Date: 2012-05-11 16:58:10 Management accounting Financial ratio Generally accepted accounting principles Diluted earnings per share Hedge accounting Mark-to-market accounting Hedge Finance Accountancy Business
15	Credit Analysis Annette Kerber, Assistant Treasurer/ Tax Collector John Johnson, Investment Officer San Bernardino County Treasurer Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:30:09 Wells Fargo Fixed income securities Mortgage-backed security Structured finance United States housing bubble Wachovia First Union A. G. Edwards Investment banking Investment Financial economics Finance
16	TRANSITION AND ENROLLMENT INSTRUCTIONS Add to Reading List Source URL: www.ncosc.net Language: English - Date: 2011-05-22 11:05:24 Electronic commerce Business Computing Merchant services IRS tax forms Securities and Exchange Commission of Pakistan Wachovia Payment card industry Conventional PCI Payment systems Credit cards Data privacy
17	TRANSITION AND ENROLLMENT INSTRUCTIONS Add to Reading List Source URL: www.osc.nc.gov Language: English - Date: 2011-05-22 11:05:24 Electronic commerce Business Computing Merchant services IRS tax forms Securities and Exchange Commission of Pakistan Wachovia Payment card industry Conventional PCI Payment systems Credit cards Data privacy
18	• ADMINIST RAT JVE PROCEEDING BEFORE THE 2 Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:10 Financial services Auction rate security Bonds Securities Wachovia A. G. Edwards Investment Financial economics Wells Fargo
19	STATE OF SOUTH CAROLINA Office of the Attorney General Securities Division In the Matter of ) Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:10 Financial economics Investment banks Wachovia Securities Wachovia First Union Securities research Financial analyst Investment banking Venture capital Investment Wells Fargo Finance
20	Total Customer Assets Under Control Institutions Axa Advisors BBVA Securities Inc. Charles Schwab Citicorp Financial Svcs. Corp. Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2014-08-28 16:19:07 Investment banks Financial services Merrill Lynch Wachovia Securities Morgan Stanley Wachovia Citigroup UBS Investment Primary dealers Financial economics

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